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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Patrick Dalton has been in the financial services industry since July 20, 1983. He is a registered representative of Morgan Stanley and is licensed to offer securities and investment advice in 42 states. Stephen has worked for multiple firms over his career, including Citigroup Global Markets Inc. and Legg Mason Wood Walker, Incorporated. He is a Series 7 and Series 63 licensed professional with experience in providing financial planning, portfolio management for individuals, businesses and investment companies, pension consulting and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
PA
05/05/2020 - Present
Morgan Stanley (State College PA)
PA
03/09/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (STATE COLLEGE PA)
MD
06/06/1988 - 03/20/1998
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
05/13/1987 - 06/09/1988
BUTCHER & SINGER INC.
NA
07/21/1983 - 05/29/1987
FIRST JERSEY SECURITIES, INC.
BC
Issued 09/22/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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