linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Stephen Patrick Cross

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Stephen? Claim Your Profile

About Stephen Patrick Cross

Stephen Cross is a financial advisor who has been in the industry since December 16, 2006. He is currently registered with National Financial Services LLC. Prior to that, Stephen Cross was registered with NATIONAL FINANCIAL SERVICES LLC and FIDELITY BROKERAGE SERVICES LLC. Stephen Cross has passed the Series 63, Series 66, SIE, and Series 7 exams. Stephen Cross is a well-experienced financial advisor who is committed to helping clients achieve their financial goals.

Firm Information

Stephen Cross is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Stephen Cross’s Registration & Firm History

MA

01/30/2024 - Present

National Financial Services LLC (BOSTON MA)

MA

08/07/2006 - 10/11/2017

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

MA

08/29/2000 - 08/07/2006

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

Not sure if Stephen Patrick Cross is right for you?

Licenses & Designations

BC

Issued 09/16/2024

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 07/11/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/11/2017

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephen Patrick Cross.
Not sure if Stephen Patrick Cross is right for you?