Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Patrick Cali is a financial advisor with over 20 years of experience in the industry. Stephen is currently registered with American Portfolios Financial Services, Inc. and has previously been registered with several other firms. Stephen is licensed in New York. Stephen has passed the Series 63, Series 7TO, SIE, Series 55, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/09/2022 - Present
American Portfolios Financial Services, Inc. (HAUPPAUGE NY)
NY
10/24/2013 - 12/31/2019
NATIONWIDE SECURITIES, LLC (LINDENHURST NY)
NY
09/27/2006 - 11/03/2011
NATIONWIDE SECURITIES, LLC (LINDENHURST NY)
IL
03/03/2003 - 08/02/2005
ASSENT LLC (BOLINGBROOK IL)
NY
01/02/2003 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
08/22/1997 - 12/14/2001
W.J. NOLAN & COMPANY, INC. (NEW YORK NY)
NY
01/09/1995 - 10/02/1995
LANDMARK INTERNATIONAL EQUITIES (WESTBURY NY)
NY
09/12/1994 - 01/10/1995
VTR CAPITAL, INC. (NEW YORK NY)
NA
07/12/1994 - 09/21/1994
J. GREGORY & COMPANY, INC.
BC
Issued 07/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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