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Stephen Patrick Brown

Brokers International Financial Services, LLC

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About Stephen Patrick Brown

Stephen Brown is a financial advisor with Brokers International Financial Services, LLC. Stephen has been working in the financial services industry for over 20 years. Stephen has been registered with the state of Florida as an investment advisor representative since July 24, 2020. Previously, Stephen worked with Nationwide Securities, LLC and 1717 Capital Management Company. Stephen specializes in providing financial advice to individuals, high net worth individuals, businesses and charitable organizations.

Firm Information

Stephen Brown is currently registered with Brokers International Financial Services, LLC. Brokers International Financial Services, LLC is a Limited Liability Company based in Urbandale, IA, that provides investment advisory services to individuals, businesses, charitable organizations, and other investment advisors. The firm is registered with the SEC and in all 51 states and has over 180 licensed agents, 173 investment advisor representatives, and 197 registered representatives. They have approximately $2 billion in assets under management, with a majority of their clients being individuals other than high-net-worth, followed by high-net-worth individuals. They also offer educational seminars and publish periodicals, and they are involved in wrap fee program participation.
Brokers International Financial Services, LLC

4135 NW URBANDALE DR

URBANDALE, IA 50322

$2.00B

Assets Under Management

10

Total Clients

226

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets managed by third-party advisor firms

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Stephen Brown’s Registration & Firm History

FL

07/24/2020 - Present

Brokers International Financial Services, LLC (Coral Springs FL)

FL

01/09/2017 - 06/24/2020

NATIONWIDE SECURITIES, LLC (Coral Springs FL)

FL

08/01/2008 - 12/31/2016

NATIONWIDE SECURITIES, LLC (Coral Springs FL)

IA

09/16/2003 - 08/01/2008

1717 CAPITAL MANAGEMENT COMPANY (WEST DES MOINES IA)

NY

08/31/2001 - 09/16/2003

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/21/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Patrick Brown.
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