Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Breen is a financial advisor registered with State Farm VP Management Corp. Stephen Breen is a series 6, 7, 55, 63 and SIE licensed professional. Stephen Breen has been in the financial industry since 2007 and previously worked at HOLD BROTHERS ON-LINE INVESTMENT SERVICES INC., R. W. PRESSPRICH & CO., INC., and RODMAN & RENSHAW INC.. Stephen Breen is licensed in Connecticut, New Jersey, New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/12/2013 - Present
State Farm VP Management Corp. (UPR MONTCLAIR NJ)
NY
01/26/2000 - 11/20/2001
HOLD BROTHERS ON-LINE INVESTMENT SERVICES INC. (NEW YORK NY)
NY
04/28/1997 - 08/17/1999
R. W. PRESSPRICH & CO., INC. (NEW YORK NY)
IL
03/17/1995 - 12/31/1996
RODMAN & RENSHAW INC. (CHICAGO IL)
BC
Issued 08/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/05/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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