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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Nitz is a financial advisor with over 36 years of experience in the industry. Stephen is currently registered with Steward Partners Investment Advisory, LLC and has offices in Newtown, Connecticut, New York, New York and Southbury, Connecticut. Stephen previously worked with OSAIC INSTITUTIONS, INC., CAPITAL BROKERAGE CORPORATION, HARTFORD EQUITY SALES COMPANY INC., INFINEX INVESTMENTS, INC., NATIONWIDE INVESTMENT SERVICES CORPORATION, FINANCIAL HORIZONS SECURITIES CORPORATION, COMPULIFE INVESTOR SERVICES, INC., LANDMARK BROKERAGE SERVICES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS FINANCIAL SERVICES INC., FIRST INVESTORS CORPORATION and BECKER PARIBAS INCORPORATED. Stephen specializes in providing financial advice to individuals, high net worth individuals, trusts, corporations, charitable organizations, pension and profit-sharing plans and insurance companies. Stephen is a Certified Financial Planner (CFP®). Stephen is also registered as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
05/06/2024 - Present
Steward Partners Investment Advisory, LLC (NEWTOWN CT)
CT
05/10/2007 - 05/08/2024
OSAIC INSTITUTIONS, INC. (RIDGEFIELD CT)
VA
04/11/2005 - 04/24/2007
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CT
11/22/2002 - 11/20/2004
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
04/05/1999 - 05/29/2001
INFINEX INVESTMENTS, INC. (MERIDEN CT)
OH
07/01/1996 - 04/22/1999
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
NA
11/28/1995 - 07/01/1996
FINANCIAL HORIZONS SECURITIES CORPORATION
MN
03/01/1991 - 08/03/1995
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
NA
09/15/1988 - 02/13/1991
LANDMARK BROKERAGE SERVICES, INC.
NA
07/29/1985 - 07/19/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
07/29/1985 - 12/24/1986
IDS FINANCIAL SERVICES INC.
NA
12/12/1984 - 08/08/1985
FIRST INVESTORS CORPORATION
NA
09/21/1984 - 01/25/1985
BECKER PARIBAS INCORPORATED
BOTH
Issued 06/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/13/1990
Series 24 - General Securities Principal Examination
BC
Issued 05/06/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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