Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen P Ulian is a financial professional with over 20 years of experience in the industry. Stephen Ulian is currently registered with Apollo Global Securities, LLC. Previously, Stephen Ulian was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., Scudder Distributors, Inc. and Scudder Investor Services, Inc. Stephen Ulian holds licenses including Series 6, 7, 24, 26, 63 and 66. Stephen Ulian is licensed in all states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/16/2023 - Present
Apollo Global Securities, LLC (NEW YORK NY)
MA
08/19/2010 - 11/01/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
01/01/2008 - 07/23/2010
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
MA
08/05/2005 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
IL
10/19/2001 - 06/06/2005
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
NY
05/23/1997 - 10/19/2001
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BOTH
Issued 03/18/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/11/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/22/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Ulian is the right advisor for you? Invested Better is here to help.
