Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Melz is a financial advisor who has been active in the industry since 1990. Stephen is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Stephen also has a long history of working with a variety of financial firms, including Collins Stewart LLC., Leerink Swann LLC, and J.P. Morgan Securities Inc. Stephen has experience providing services to individuals, corporations, and charitable organizations. Stephen holds the Series 7, 9, 10, 55, 57TO, 63, and 66 securities licenses. Stephen has a wide range of expertise in the financial industry, including experience in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
07/11/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
MA
08/16/2011 - 01/27/2012
COLLINS STEWART LLC. (BOSTON MA)
MA
06/07/2010 - 07/13/2011
LEERINK SWANN LLC (BOSTON MA)
CT
09/09/2008 - 02/08/2010
SUSQUEHANNA FINANCIAL GROUP, LLLP (STAMFORD CT)
NY
05/01/2001 - 09/16/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/01/2000 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CT
01/02/1997 - 04/20/2000
ABN AMRO INCORPORATED (STAMFORD CT)
IL
02/06/1995 - 01/02/1997
THE CHICAGO CORPORATION (CHICAGO IL)
NY
03/21/1989 - 02/10/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 07/09/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/26/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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