Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Fiorella is a financial advisor who has been in the industry since December 10, 2002. Stephen is currently registered with Santander US Capital Markets LLC and is licensed in 8 states. Stephen has been with Santander US Capital Markets LLC since October 21, 2019. Previously, Stephen was with BARCLAYS CAPITAL INC., Lehman Brothers Inc., and HSBC Securities (USA) Inc. Stephen holds the Series 63, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
10/21/2019 - Present
Santander US Capital Markets LLC (Boston MA)
MA
09/22/2008 - 09/05/2019
BARCLAYS CAPITAL INC. (BOSTON MA)
MA
03/19/2008 - 09/22/2008
LEHMAN BROTHERS INC. (BOSTON MA)
MA
08/26/2002 - 01/17/2008
HSBC SECURITIES (USA) INC. (BOSTON MA)
BC
Issued 10/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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