Unclaimed
Stephen P Cardinal is a financial advisor registered with Keybanc Capital Markets Inc. Stephen has been in the industry since August 10, 2011. Stephen is registered in 12 states and has passed the Series 63, Series 7, and SIE exams. Previously, Stephen was affiliated with Morgan Stanley & Co. LLC. and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
05/24/2024 - Present
Keybanc Capital Markets Inc. (ATLANTA GA)
GA
09/28/2017 - 05/24/2024
MORGAN STANLEY & CO. LLC (Atlanta GA)
NC
08/11/2011 - 12/26/2017
MORGAN STANLEY (WILMINGTON NC)
NC
11/28/2016 - 05/05/2017
MORGAN STANLEY & CO. LLC (WILMINGTON NC)
BC
Issued 08/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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