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Stephen P Cardinal

Keybanc Capital Markets Inc.

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About Stephen P Cardinal

Stephen P Cardinal is a financial advisor registered with Keybanc Capital Markets Inc. Stephen has been in the industry since August 10, 2011. Stephen is registered in 12 states and has passed the Series 63, Series 7, and SIE exams. Previously, Stephen was affiliated with Morgan Stanley & Co. LLC. and Morgan Stanley.

Firm Information

Stephen Cardinal is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Cardinal’s Registration & Firm History

GA

05/24/2024 - Present

Keybanc Capital Markets Inc. (ATLANTA GA)

GA

09/28/2017 - 05/24/2024

MORGAN STANLEY & CO. LLC (Atlanta GA)

NC

08/11/2011 - 12/26/2017

MORGAN STANLEY (WILMINGTON NC)

NC

11/28/2016 - 05/05/2017

MORGAN STANLEY & CO. LLC (WILMINGTON NC)

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Licenses & Designations

BC

Issued 08/15/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen P Cardinal.
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