Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Rothschild is a financial advisor who has been in the industry since 1973. He is currently registered with Valmark Advisers, Inc. and holds Series 63, Series 24, Series 7TO, SIE, and Series 1 licenses. Stephen is also a Chartered Financial Consultant. He has experience working with a wide range of clients, including individuals, families, businesses, and institutions. Stephen specializes in providing financial planning, portfolio management, and investment advisory services. He also offers consulting services on fixed products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/29/2008 - Present
Valmark Advisers, Inc. (Phoenix AZ)
CA
04/21/1987 - 09/30/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
04/02/1973 - 06/03/1987
GENERAL AMERICAN LIFE INSURANCE COMPANY
NA
07/25/1984 - 04/21/1987
AMERICAN CAPITAL EQUITIES, INC.
BC
Issued 08/15/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/1985
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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