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Stephen Ortiz

Fidelity Personal AND Workplace Advisors

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About Stephen Ortiz

Stephen Ortiz is a financial advisor registered with Fidelity Personal And Workplace Advisors. Stephen Ortiz has been in the financial services industry since October 16, 2018. Stephen Ortiz is licensed in Connecticut, Florida, Massachusetts, New Hampshire, New Jersey, New York, and Virginia. Stephen Ortiz's previous employer was MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Stephen Ortiz holds the Series 66, Series 7, and SIE licenses.

Firm Information

Stephen Ortiz is currently registered with Fidelity Personal AND Workplace Advisors. Fidelity Personal and Workplace Advisors is a large financial services firm with a long history in the industry. They provide a variety of investment and financial planning services to individual and institutional clients, including individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and state or municipal governments. They are known for their comprehensive investment options, low fees, and extensive resources. Fidelity Personal and Workplace Advisors manages over $818 billion in assets for a diverse client base.
Fidelity Personal AND Workplace Advisors

245 SUMMER STREET, V2A

BOSTON, MA 02210

$818.78B

Assets Under Management

13,624

Total Clients

14,642

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Ortiz’s Registration & Firm History

CT

04/19/2024 - Present

Fidelity Personal AND Workplace Advisors (NEW HAVEN CT)

CT

10/02/2018 - 04/01/2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW MILFORD CT)

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Licenses & Designations

BOTH

Issued 12/04/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/03/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephen Ortiz.
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