Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Scalzo is a financial professional registered with Wells Fargo Securities, LLC. Stephen has been in the securities industry since October 1988. Stephen holds Series 3, 7, 52TO, 63, 99TO and SIE licenses. Stephen has previously been registered with firms including Nomura Securities International, Inc., Navigate Advisors, RBS Greenwich Capital, Deutsche Bank Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/15/2013 - Present
Wells Fargo Securities, LLC (New York NY)
NY
12/16/2009 - 10/24/2013
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
CT
10/03/2007 - 09/02/2008
NAVIGATE ADVISORS (STAMFORD CT)
CT
05/05/2003 - 07/13/2004
RBS GREENWICH CAPITAL (STAMFORD CT)
NY
07/21/1999 - 04/29/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/24/1984 - 07/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2007
Series 3 - National Commodity Futures Examination
BC
Issued 10/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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