Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Oliver Schlosser is a registered representative with Deutsche Bank Securities Inc. Stephen has been in the securities industry since September 5, 2003. Stephen holds the Series 7, Series 24, Series 63 and Series 79TO licenses. Prior to joining Deutsche Bank Securities Inc., Stephen was a registered representative with UBS Securities LLC. Stephen is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
05/02/2005 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
09/03/2003 - 04/29/2005
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Schlosser is the right advisor for you? Invested Better is here to help.
