Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen O. Roberts is a financial advisor with over 20 years of experience in the industry. Stephen is currently registered with Equity Services, Inc., and has been with the firm since May 2001. Stephen is a Chartered Financial Consultant and offers a variety of services, including financial planning, pension consulting, and portfolio management. Stephen has a broad range of experience working with clients including individuals, families, corporations, and charitable organizations. Stephen is committed to providing personalized service to each client and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VT
01/14/2014 - Present
Equity Services, Inc. (COLCHESTER VT)
MO
11/17/1999 - 03/20/2001
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 04/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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