Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Gifford is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Stephen has been in the industry since June 1984. Stephen works with a wide range of clients, including high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies. Stephen is registered to provide investment advice in 40 states and the District of Columbia. Stephen holds Series 7, Series 52, Series 53, and Series 63 securities licenses. Stephen has been with Merrill Lynch since 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
08/21/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
NY
03/09/2002 - 10/20/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
02/04/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
MD
09/01/1997 - 02/10/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
01/06/1988 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NA
07/16/1987 - 05/06/1988
E. F. HUTTON & COMPANY INC
NA
05/30/1984 - 06/16/1987
CHASE MANHATTAN CAPITAL MARKETS CORPORATION
BC
Issued 06/18/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1977
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Gifford is the right advisor for you? Invested Better is here to help.
