Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Nickolas Carpenter is a financial advisor with Schwab Wealth Advisory, Inc. Stephen is a registered representative and investment advisor representative. Stephen has been in the financial industry since July 21, 2016. Stephen holds Series 66, Series 10, Series 9, SIE and Series 7 licenses. Stephen has been registered with Charles Schwab & Co., Inc. and Charles Schwab Bank as well as Schwab Wealth Advisory, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
FL
01/11/2021 - Present
Schwab Wealth Advisory, Inc. (Orlando FL)
BOTH
Issued 10/14/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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