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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Chmil is a financial advisor with Morgan Stanley. Stephen has been in the financial services industry since 1993 and has a broad range of experience with various firms, including Third Seven Capital LLC, Drexel Hamilton, LLC, State Street Global Markets, LLC, and SG Americas Securities, LLC. Stephen is registered with FINRA and has passed the General Securities Representative Examination (Series 7), the Investment Banking Registered Representative Examination (Series 79), the Securities Industry Essentials Examination (SIE), and the Operations Professional Examination (Series 99TO). Stephen is also a General Securities Principal (Series 24).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
11/09/2020 - Present
Morgan Stanley (New York NY)
NY
05/04/2020 - 09/28/2020
THIRD SEVEN CAPITAL LLC (NEW YORK NY)
NY
09/10/2014 - 01/23/2018
DREXEL HAMILTON, LLC (NEW YORK NY)
NY
02/27/2013 - 12/24/2013
STATE STREET GLOBAL MARKETS, LLC (NEW YORK NY)
NY
06/18/2010 - 06/22/2011
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
06/04/2007 - 08/08/2008
COUNTRYWIDE SECURITIES CORPORATION (NEW YORK NY)
NY
05/30/2007 - 05/31/2007
COUNTRYWIDE SECURITIES CORPORATION (NEW YORK NY)
NY
10/17/1995 - 05/23/2007
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/02/1990 - 11/02/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/02/1990 - 11/02/1995
LEHMAN GOVERNMENT SECURITIES INC.
NA
07/02/1990 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
MD
03/22/1989 - 05/14/1990
CHASE SECURITIES, INC. (NEW YORK MD)
NA
07/29/1986 - 02/15/1989
SALOMON BROTHERS INC.
NA
11/30/1984 - 04/29/1985
MACPEG, ROSS, O'CONNELL & GOLDEBER, INC.
BC
Issued 11/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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