Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Neal Karp is a financial advisor in Boca Raton, Florida with over 20 years of experience in the financial services industry. Stephen is currently registered with Hornor, Townsend & Kent, LLC and has been with the firm since June 2024. Prior to joining Hornor, Townsend & Kent, LLC, Stephen was with OSAIC WEALTH, INC., SAGEPOINT FINANCIAL, INC. and MML INVESTORS SERVICES, LLC. Stephen specializes in providing financial planning and investment management services to individuals, families, and businesses. Stephen holds Series 63, Series 66, and Series 7 licenses. Stephen is also a registered Investment Advisor Representative in Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
FL
07/11/2024 - Present
Hornor, Townsend & Kent, LLC (BOCA RATON FL)
FL
09/01/2023 - 07/16/2024
OSAIC WEALTH, INC. (FORT LAUDERDALE FL)
FL
03/26/2018 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (FORT LAUDERDALE FL)
FL
03/25/2017 - 03/28/2018
MML INVESTORS SERVICES, LLC (FORT LAUDERDALE FL)
FL
08/21/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (FORT LAUDERDALE FL)
FL
01/29/2009 - 08/26/2015
AXA ADVISORS, LLC (FT. LAUDERDALE FL)
OR
07/18/2001 - 12/21/2005
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
BOTH
Issued 02/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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