Unclaimed
Stephen Nathaniel Hemedes is a registered representative with T.r. Winston & Company, LLC, a firm that is not registered as an investment advisor. Stephen has been active in the financial industry since December 19, 2019. Stephen is a registered representative in California and Texas, and holds several professional licenses, including the Series 66, Series 53, Series 24, Series 82TO, Series 52TO, Series 57TO, Series 79TO, Series 7TO and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/20/2019 - Present
T.r. Winston & Company, LLC (LOS ANGELES CA)
BOTH
Issued 08/24/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/08/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 11/23/2021
Series 52TO - Municipal Securities Representative Examination
BC
Issued 04/26/2021
Series 57TO - Securities Trader Exam
BC
Issued 03/13/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/20/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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