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Stephen Monaco

Metlife Investments Securities, LLC

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About Stephen Monaco

Stephen Monaco is a financial advisor who has been in the industry since March 29, 2021. Stephen is currently registered with Metlife Investments Securities, LLC and is licensed in Pennsylvania. Prior to joining Metlife Investments Securities, LLC, Stephen was associated with TD Ameritrade, INC. Stephen is a Series 7, Series 63 and SIE exam holder.

Firm Information

Stephen Monaco is currently registered with Metlife Investments Securities, LLC. Metlife Investments Securities, LLC is a Limited Liability Company formed on August 31, 2016. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Monaco’s Registration & Firm History

NJ

06/18/2021 - Present

Metlife Investments Securities, LLC (WHIPPANY NJ)

TX

10/19/2020 - 01/06/2021

TD AMERITRADE, INC. (Southlake TX)

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Licenses & Designations

BC

Issued 10/27/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/19/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/25/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Monaco.
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