Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Mills is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Stephen has been in the industry since 1983 and is registered with the state of Texas. Stephen's previous experience includes roles at Wells Fargo Advisors, LLC, Prudential Securities Incorporated, Salomon Smith Barney Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc., and Thomson McKinnon Securities Inc. Stephen holds the Series 3, Series 7, Series 63, and Series 65 licenses, as well as the SIE exam. Stephen specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
10/14/2011 - Present
Wells Fargo Advisors Financial Network, LLC (TYLER TX)
TX
07/01/2003 - 10/14/2011
WELLS FARGO ADVISORS, LLC (TYLER TX)
NY
08/24/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 09/04/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/31/1984 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
08/25/1983 - 07/30/1984
THOMSON MCKINNON SECURITIES INC.
IA
Issued 08/19/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1987
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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