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Stephen Miller Corwen

Brean Capital, LLC

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About Stephen Miller Corwen

Stephen Miller Corwen is a financial professional with over 25 years of experience in the securities industry. Stephen is currently registered with Brean Capital, LLC and holds FINRA Series 7, 24, and 63 licenses, as well as the SIE designation. Stephen previously held positions at Gleacher & Company Securities, Inc. and Broadpoint Descap. Stephen has a broad range of experience, and has worked with clients in various states across the country.

Firm Information

Stephen Corwen is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Corwen’s Registration & Firm History

NY

07/09/2012 - Present

Brean Capital, LLC (Uniondale NY)

NY

10/16/2008 - 06/08/2012

GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)

NY

09/12/1997 - 10/16/2008

BROADPOINT DESCAP (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/25/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/21/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Stephen Miller Corwen. Review regulatory record here.
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