Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Horvath is a financial advisor with over 30 years of experience in the industry. He currently works for Cambridge Investment Research Advisors, Inc. Stephen specializes in providing financial planning, portfolio management, and pension consulting services for individuals and businesses. Stephen is also a registered representative with Cambridge Investment Research, Inc. and has a Series 7, Series 24, and Series 63 licenses. In addition to his work with Cambridge, Stephen is also an independent insurance agent and owner of two LLCs: Summit Circle, LLC and Stephen M Horvath, LLC DBA PH Capital Management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AZ
11/16/2018 - Present
Cambridge Investment Research Advisors, Inc. (Tucson AZ)
AZ
04/30/2009 - 02/03/2016
SII INVESTMENTS, INC. (CHANDLER AZ)
AZ
11/27/2006 - 05/04/2009
COMMONWEALTH FINANCIAL NETWORK (SCOTTSDALE AZ)
CA
10/31/2005 - 12/04/2006
AIG FINANCIAL ADVISORS, INC. (SAN DIEGO CA)
AZ
12/02/1996 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
05/23/1989 - 12/02/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/23/1989 - 12/02/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 02/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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