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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Michael Zanolli is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Stephen has been in the securities industry since August 15, 1988. Stephen is registered with the state of California as an Investment Advisor Representative. Stephen is also a registered Investment Advisor Representative with the state of Texas. Stephen has held several roles in the financial services industry. Stephen is a Series 65 and Series 63 License holder. Stephen has a history of working for F.N. WOLF & CO., INC. and Bank of America, NA. Stephen is currently working for Merrill Lynch, Pierce, Fenner & Smith Inc. at their Palo Alto, California location. Stephen is also registered with the state of Texas as an Investment Advisor Representative. Stephen holds the following FINRA Series Licenses: 7, 10, 9, 24, 31, and SIE. Stephen is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/24/2001 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALO ALTO CA)
NA
07/20/1988 - 05/22/1991
F.N. WOLF & CO., INC.
IA
Issued 07/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/12/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/08/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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