Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Wynne has been in the financial services industry since 1996. Stephen is currently registered with J.P. Morgan Securities LLC as a registered representative. Previously Stephen has held positions at JMP Securities LLC, Citigroup Global Markets Inc., Nollenberger Capital Partners Inc., Thomas Weisel Partners LLC, Robertson Stephens, Inc., BancAmerica Robertson Stephens and Robertson, Stephens & Company LLC. Stephen has a Series 7, Series 55, Series 57TO and Series 63 license. Stephen is also an Investment Adviser Representative with J.P. Morgan Securities LLC in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
04/03/2019 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
CA
05/05/2011 - 03/12/2013
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
07/06/2009 - 05/05/2011
JMP SECURITIES LLC (SAN FRANCISCO CA)
CA
07/26/2007 - 02/10/2009
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
12/06/2006 - 07/09/2007
NOLLENBERGER CAPITAL PARTNERS INC. (SAN FRANCISCO CA)
CA
03/29/2004 - 12/04/2006
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
09/01/1998 - 08/19/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
CA
10/01/1997 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
CA
11/27/1996 - 10/01/1997
ROBERTSON, STEPHENS & COMPANY LLC (SAN FRANCISCO CA)
BC
Issued 07/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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