Unclaimed
Stephen Wierzbicki is a registered representative with Ernst & Young Capital Advisors, LLC. Stephen is licensed in 14 states, including Arkansas, California, Connecticut, Florida, Illinois, Massachusetts, Mississippi, New York, North Carolina, Ohio, Pennsylvania, Texas, Virginia and Washington. Stephen has passed the SIE, Series 63, and Series 79TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/27/2019 - Present
Ernst & Young Capital Advisors, LLC (CHARLOTTE NC)
BC
Issued 08/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2019
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2019
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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