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Stephen Michael Wierzbicki

Ernst & Young Capital Advisors, LLC

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About Stephen Michael Wierzbicki

Stephen Wierzbicki is a registered representative with Ernst & Young Capital Advisors, LLC. Stephen is licensed in 14 states, including Arkansas, California, Connecticut, Florida, Illinois, Massachusetts, Mississippi, New York, North Carolina, Ohio, Pennsylvania, Texas, Virginia and Washington. Stephen has passed the SIE, Series 63, and Series 79TO exams.

Firm Information

Stephen Wierzbicki is currently registered with Ernst & Young Capital Advisors, LLC. Ernst & Young Capital Advisors, LLC is a Limited Liability Company formed on November 6, 2009. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Wierzbicki’s Registration & Firm History

NC

09/27/2019 - Present

Ernst & Young Capital Advisors, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/20/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/27/2019

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/2019

Series 79TO - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Michael Wierzbicki.
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