Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Whyte is a financial advisor at Avantax Advisory Services, based in Rancho Cucamonga, California. Stephen has been in the financial services industry since 2014. Stephen is registered with FINRA as a General Securities Representative and a Principal. Stephen is also registered with the state of California as an Investment Advisor Representative. Stephen's practice focuses on providing financial planning, retirement planning, and estate planning services to individuals, families, and businesses. Stephen also offers insurance services through Avantax Insurance Agency, LLC. Stephen is committed to helping clients achieve their financial goals. Stephen believes that financial planning is a collaborative process, and Stephen works closely with clients to develop personalized plans that meet their specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
CA
12/19/2023 - Present
Avantax Advisory Services (Rancho Cucamonga CA)
CA
01/10/2014 - 11/17/2023
CROWN CAPITAL SECURITIES, L.P. (RANCHO CUCAMONGA CA)
BOTH
Issued 02/26/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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