Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Whiting is a financial advisor with over 25 years of experience in the industry. Stephen holds the Series 3, 4, 7, 24, 55 and 63 securities licenses. Stephen is currently registered with Parkland Securities, LLC and Sigma Financial Corp. in Michigan. Stephen has previously held positions at Concorde Investment Services, LLC, Ameriprise Financial Services, Inc., and Ameriprise Advisor Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MI
11/07/2017 - Present
Parkland Securities, LLC (ANN ARBOR MI)
MI
02/23/2011 - 02/24/2017
CONCORDE INVESTMENT SERVICES, LLC (ANN ARBOR MI)
MN
10/05/2009 - 11/06/2009
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MI
06/02/1993 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (DETROIT MI)
BC
Issued 07/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2000
Series 24 - General Securities Principal Examination
BC
Issued 07/21/1997
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/01/1993
Series 7 - General Securities Representative Examination
BC
Issued 06/24/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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