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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Von clausburg is a financial advisor with Wells Fargo Clearing Services, LLC, a firm with offices in Hilton Head Island, South Carolina. Stephen has been in the industry since 2009, with previous experience at Wells Fargo Advisors, LLC and Banc of America Investment Services, Inc. Stephen is registered in 27 states, and has a wide range of experience in financial planning, portfolio management, and investment consulting. Stephen is a qualified financial advisor with the knowledge and experience to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
03/28/2017 - Present
Wells Fargo Clearing Services, LLC (HILTON HEAD ISLAND SC)
SC
11/20/2009 - 11/01/2011
WELLS FARGO ADVISORS, LLC (HILTON HEAD SC)
SC
03/06/2001 - 08/16/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (HILTON HEAD SC)
BOTH
Issued 07/01/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/25/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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