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Stephen Michael Valley

GWN Securities Inc.

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About Stephen Michael Valley

Stephen Michael Valley is an active investment advisor representative and securities agent. Stephen Michael Valley joined GWN Securities Inc. in July 2023. Stephen Michael Valley is registered in Ohio. Stephen Michael Valley has passed the Series 63, Series 65, Series 6TO and SIE exams. Stephen Michael Valley's specializations include Portfolio Management for Individuals, Financial Planning and Market Timing. GWN Securities Inc. is a Registered Investment Advisor, based in Palm Beach Gardens, FL, and has 88 clients with $3,079,617,915 in regulatory assets under management. GWN Securities Inc. provides Portfolio Management for Individuals, Financial Planning and Market Timing services.

Firm Information

Stephen Valley is currently registered with GWN Securities Inc.. GWN Securities Inc., formed in May 1999, is a Florida-based corporation offering a range of investment advisory services to individuals, corporations, and high-net-worth clients. The firm manages over $3 billion in assets, serving over 32,000 clients across the United States. GWN Securities specializes in financial planning, market timing services, and portfolio management for individuals and corporations.
GWN Securities Inc.

11440 NORTH JOG ROAD

PALM BEACH GARDENS, FL 33418-3764

$3.08B

Assets Under Management

88

Total Clients

583

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

In lieu of hourly fee, ia can charge a flat fee

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Stephen Valley’s Registration & Firm History

FL

09/12/2023 - Present

GWN Securities Inc. (PALM BEACH GARDENS FL)

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Licenses & Designations

IA

Issued 09/11/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/14/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/27/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Michael Valley.
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