Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Michael Toth is a financial advisor with over 25 years of experience in the industry. Stephen Michael Toth currently works at Canaccord Genuity LLC. Stephen Michael Toth is also a Registered Representative and General Securities Principal in New York. Stephen Michael Toth is licensed to sell securities in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/26/2012 - Present
Canaccord Genuity LLC (NEW YORK NY)
NY
12/14/2009 - 11/28/2012
CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)
NY
06/23/1997 - 12/17/2009
NATIXIS BLEICHROEDER LLC (NEW YORK NY)
BC
Issued 08/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2015
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/04/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Stephen Toth is the right advisor for you? Invested Better is here to help.
