Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Michael Sherman is a financial advisor at J.P. Morgan Securities LLC. Stephen has been in the financial services industry for over 20 years. Stephen has a Series 6, Series 63, and Series 6TO license. Stephen is registered with the state of Maine, Massachusetts, New Hampshire, and Rhode Island. Stephen is registered with FINRA and the SEC. Stephen specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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MA
05/09/2023 - Present
J.p. Morgan Securities LLC (New Bedford MA)
MA
01/26/2007 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
RI
03/24/2005 - 09/06/2005
CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)
WI
06/09/2003 - 07/28/2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BC
Issued 07/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/21/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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