Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Michael Scala is a securities professional with over 27 years of experience in the financial services industry. Stephen has a strong background in the securities industry. Stephen is currently registered with TD Securities (usa) LLC and is located in the Boston, MA office. Stephen is a Series 63, Series 7, and Series 87 licensed professional and has previously been registered with COWEN AND COMPANY and COWEN & CO.. Stephen holds registrations in both Massachusetts and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
03/05/2024 - Present
TD Securities (usa) LLC (Boston MA)
MA
07/01/1998 - 04/11/2024
COWEN AND COMPANY (BOSTON MA)
NY
09/13/1995 - 07/01/1998
COWEN & CO. (NEW YORK NY)
BC
Issued 10/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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