Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Michael Rupp is a financial advisor with Hamilton Lane Securities LLC. Stephen Michael Rupp has been in the financial industry since June 13, 2017 and has a Series 63, Series 7TO, SIE, and Series 6 license. Stephen Michael Rupp is registered to sell securities in 21 states. Stephen Michael Rupp was previously registered with ARES WEALTH MANAGEMENT SOLUTIONS, LLC and GWFS EQUITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
02/12/2024 - Present
Hamilton Lane Securities LLC (CONSHOHOCKEN PA)
CO
01/07/2019 - 01/08/2024
ARES WEALTH MANAGEMENT SOLUTIONS, LLC (DENVER CO)
CO
05/11/2017 - 01/10/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
BC
Issued 06/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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