Invested Better
Unclaimed

Unclaimed

Unclaimed

Stephen Michael Riesterer

Riversource Distributors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Stephen? Claim Your Profile

About Stephen Michael Riesterer

Stephen Riesterer is a financial advisor with Riversource Distributors, Inc. Stephen has been in the financial services industry since February 20, 2009. Stephen holds the Series 7, Series 63, and Series 24 licenses. Stephen is registered with the state of Minnesota. Stephen was previously registered with Ameriprise Financial Services, Inc., RBC Capital Markets, LLC, and IDS Life Insurance Company.

Firm Information

Stephen Riesterer is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Stephen Riesterer’s Registration & Firm History

MN

07/17/2013 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

07/24/2013 - 09/12/2017

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

03/13/2009 - 11/28/2011

RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)

MN

08/03/2005 - 04/10/2007

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

08/03/2005 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

Not sure if Stephen Michael Riesterer is right for you?

Licenses & Designations

BC

Issued 08/13/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/03/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Michael Riesterer.
Not sure if Stephen Michael Riesterer is right for you?