Unclaimed
Stephen Riesterer is a financial advisor with Riversource Distributors, Inc. Stephen has been in the financial services industry since February 20, 2009. Stephen holds the Series 7, Series 63, and Series 24 licenses. Stephen is registered with the state of Minnesota. Stephen was previously registered with Ameriprise Financial Services, Inc., RBC Capital Markets, LLC, and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
07/17/2013 - Present
Riversource Distributors, Inc. (Minneapolis MN)
MN
07/24/2013 - 09/12/2017
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
03/13/2009 - 11/28/2011
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MN
08/03/2005 - 04/10/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
08/03/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 08/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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