Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Williams is a financial advisor with Stonehaven, LLC, based in New York, NY. Stephen has over 30 years of experience in the financial services industry. Stephen is registered to provide securities and investment advisory services in 28 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/08/2023 - Present
Stonehaven, LLC (NEW YORK NY)
FL
03/22/2016 - 06/27/2022
FORESIDE FUNDS DISTRIBUTORS LLC (BOCA RATON FL)
NY
09/28/1994 - 10/07/1997
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
11/13/1990 - 05/24/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/19/1989 - 09/05/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NY
09/22/1987 - 07/18/1989
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 06/02/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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