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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Michael Powers is an Investment Advisor Representative at CliftonLarsonAllen Wealth Advisors, LLC. Stephen has been in the securities industry since 2001 and has experience in various areas of financial advising including portfolio management for individuals and businesses, as well as pension consulting and financial planning. Stephen is registered with the following states: Florida, Georgia, Maryland, North Carolina, South Carolina, and Texas. Stephen holds the following securities licenses: Series 3, Series 7, Series 9, Series 10, and Series 63. Stephen is also a Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
09/07/2022 - Present
Cliftonlarsonallen Wealth Advisors, LLC (Charlotte NC)
ME
10/10/2016 - 08/08/2019
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
FL
12/18/2015 - 09/16/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)
FL
04/26/2013 - 11/03/2014
INCAPITAL INSURANCE SERVICES, LLC (DELRAY BEACH FL)
FL
02/08/2013 - 11/03/2014
INCAPITAL LLC (DELRAY BEACH FL)
NC
07/17/2012 - 01/02/2013
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
06/01/2010 - 06/07/2010
ADVISORS ASSET MANAGEMENT, INC. (CHARLOTTE NC)
NC
01/29/2004 - 12/31/2009
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
07/15/2002 - 11/03/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
10/01/2000 - 12/18/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
01/12/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IN
06/01/1995 - 06/10/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
06/01/1995 - 06/10/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MI
09/10/1993 - 01/06/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 07/23/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/25/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2018
Series 3 - National Commodity Futures Examination
BC
Issued 09/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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