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Stephen Michael Pontello

Empower Advisory Group, LLC

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About Stephen Michael Pontello

Stephen Michael Pontello Jr. is a registered investment advisor representative with Empower Advisory Group, LLC. Stephen has been in the securities industry since August 30, 2019. Stephen is registered in 52 states as a broker and in one state as an investment advisor representative. Stephen has passed the Series 7, Series 63, Series 65, and Series 6TO examinations. Stephen specializes in portfolio management for individuals, financial planning and educational seminars.

Firm Information

Stephen Pontello is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Pontello’s Registration & Firm History

CO

08/24/2021 - Present

Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)

MO

10/19/2017 - 07/15/2019

TD AMERITRADE, INC. (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 08/23/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/27/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2024

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Stephen Michael Pontello. Review regulatory record here.
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