Unclaimed
Stephen Michael Parish is a financial advisor with over 30 years of experience in the industry. Stephen is currently registered with ICR Capital LLC. Stephen previously held positions at Solebury Capital LLC, Dahlman Rose & Company, LLC, Cantor Fitzgerald & Co., Miller Tabak + Co., LLC and Bear, Stearns & Co. Inc.. Stephen holds Series 7, 24, 63, 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/20/2019 - Present
ICR Capital LLC (NEW YORK NY)
NY
11/27/2012 - 11/26/2019
SOLEBURY CAPITAL LLC (NEW YORK NY)
NY
09/12/2011 - 09/07/2012
DAHLMAN ROSE & COMPANY, LLC (NEW YORK NY)
NY
09/30/2009 - 09/08/2011
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
07/21/2009 - 10/06/2009
MILLER TABAK + CO., LLC (NEW YORK NY)
NY
02/23/1984 - 06/18/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 03/15/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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