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Stephen Michael Parish

ICR Capital LLC

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About Stephen Michael Parish

Stephen Michael Parish is a financial advisor with over 30 years of experience in the industry. Stephen is currently registered with ICR Capital LLC. Stephen previously held positions at Solebury Capital LLC, Dahlman Rose & Company, LLC, Cantor Fitzgerald & Co., Miller Tabak + Co., LLC and Bear, Stearns & Co. Inc.. Stephen holds Series 7, 24, 63, 79TO, and SIE licenses.

Firm Information

Stephen Parish is currently registered with ICR Capital LLC. ICR Capital LLC is a Limited Liability Company formed on December 2, 2014. The firm is registered in California, Connecticut, Maryland, and New York, and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Parish’s Registration & Firm History

NY

12/20/2019 - Present

ICR Capital LLC (NEW YORK NY)

NY

11/27/2012 - 11/26/2019

SOLEBURY CAPITAL LLC (NEW YORK NY)

NY

09/12/2011 - 09/07/2012

DAHLMAN ROSE & COMPANY, LLC (NEW YORK NY)

NY

09/30/2009 - 09/08/2011

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

07/21/2009 - 10/06/2009

MILLER TABAK + CO., LLC (NEW YORK NY)

NY

02/23/1984 - 06/18/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/15/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/1994

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Michael Parish.
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