Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Oshaughnessy is a financial professional with over 20 years of experience in the industry. He has been a registered representative with Pragma LLC since 2015, and has also held prior roles with Enclave Capital LLC and The Griswold Company, Incorporated. Stephen holds a Series 7, Series 24, and Series 63 license, along with the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/13/2015 - Present
Pragma LLC (NEW YORK NY)
NY
10/05/2010 - 08/14/2014
ENCLAVE CAPITAL LLC (NEW YORK NY)
NY
04/01/2000 - 05/27/2010
THE GRISWOLD COMPANY, INCORPORATED (NEW YORK NY)
BC
Issued 04/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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