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Stephen Michael Mitola

KEY Investment Services LLC

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About Stephen Michael Mitola

Stephen Michael Mitola is a registered representative with Key Investment Services LLC. Stephen has been in the financial services industry since August 16, 1994. Stephen's specialties include financial planning and portfolio management for individuals. Stephen is registered with the state of New York, Connecticut, Massachusetts, Pennsylvania and Vermont as both a Broker Dealer and an Investment Advisor. Stephen previously worked with CCO Investment Services Corp, Charter One Securities, Inc, and LM Financial Partners, Inc.

Firm Information

Stephen Mitola is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Mitola’s Registration & Firm History

OH

03/26/2021 - Present

KEY Investment Services LLC (BROOKLYN OH)

NY

11/30/2005 - 01/04/2008

CCO INVESTMENT SERVICES CORP. (BINGHAMPTON NY)

MA

01/05/1999 - 12/01/2005

CHARTER ONE SECURITIES, INC. (LUDLOW MA)

LA

01/14/1999 - 05/25/1999

LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)

LA

11/04/1997 - 12/31/1998

LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)

NY

08/10/1994 - 11/07/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/10/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/10/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/02/2001

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/18/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Stephen Michael Mitola. Review regulatory record here.
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