Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen McCormick is a financial professional with over two years of experience in the industry. Stephen holds licenses to provide investment advice in Massachusetts and Rhode Island. Stephen's previous experience includes positions at Santander Securities LLC, MML Investors Services, LLC and AXA Advisors, LLC. Stephen is currently registered with John Hancock Distributors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
08/30/2022 - Present
John Hancock Distributors LLC (BOSTON MA)
MA
08/04/2021 - 04/14/2022
SANTANDER SECURITIES LLC (Dorchester MA)
MA
08/18/2020 - 02/05/2021
MML INVESTORS SERVICES, LLC (BOSTON MA)
MA
07/03/2018 - 05/02/2019
AXA ADVISORS, LLC (WELLESLEY MA)
IA
Issued 08/25/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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