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Stephen Michael Mazzarell

MFS Fund Distributors, Inc.

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About Stephen Michael Mazzarell

Stephen Mazzarell is a financial professional with over 29 years of experience in the industry. He has been registered with MFS Fund Distributors, Inc. since 2007 and has held previous positions with JPMORGAN DISTRIBUTION SERVICES, INC., CONSECO EQUITY SALES, INC., and NYLIFE DISTRIBUTORS INC. Stephen holds Series 7, Series 6, Series 63, and Series 65 licenses and is currently registered in North Carolina and South Carolina.

Firm Information

Stephen Mazzarell is currently registered with MFS Fund Distributors, Inc.. MFS Fund Distributors, Inc. is a corporation formed on October 27, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Mazzarell’s Registration & Firm History

MA

07/20/2007 - Present

MFS Fund Distributors, Inc. (BOSTON MA)

OH

08/27/2001 - 07/06/2007

JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

IN

06/14/2001 - 07/13/2001

CONSECO EQUITY SALES, INC. (CARMEL IN)

NJ

06/29/1994 - 04/05/2001

NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)

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Licenses & Designations

IA

Issued 06/24/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/18/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/27/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Michael Mazzarell.
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