Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Lucero is a financial advisor with over 20 years of experience. Stephen is currently registered with Tiaa-Cref Individual & Institutional Services, LLC and has been in the financial services industry since December 1996. Stephen holds the Series 7, Series 6, Series 10, Series 9 and Series 63 licenses, and the Uniform Investment Adviser Law Examination (Series 65). Stephen has specialized in working with high-net-worth individuals, corporations, and charitable organizations. Stephen has experience providing financial planning and investment management services to a diverse clientele.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
MA
05/02/2016 - Present
Tiaa-Cref Individual & Institutional Services, LLC (ANDOVER MA)
NH
03/16/1999 - 04/04/2016
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
RI
11/13/1996 - 03/16/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 09/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/15/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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