Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Michael Locko is a Registered Representative and Investment Adviser Representative with GWN Securities Inc.. Stephen has been in the securities industry since 1991. Stephen is registered to conduct business in Arizona, California, Florida, Nevada, New York and Virginia. Stephen has a wide range of experience in the financial services industry. Stephen has worked for various firms and has been a registered representative since 1987. Stephen specializes in providing financial planning and investment advice to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
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2
CA
03/17/2009 - Present
GWN Securities Inc. (CARLSBAD CA)
CA
04/26/2005 - 02/02/2009
LINCOLN FINANCIAL SECURITIES CORPORATION (CARLSBAD CA)
NY
06/10/2003 - 03/19/2004
KEYSTONE CAPITAL CORPORATION (NEW YORK NY)
NE
03/27/2002 - 04/07/2003
FREEDOM FINANCIAL, INC. (OMAHA NE)
CA
06/09/1998 - 03/16/2001
WESTFIN SECURITIES CORPORATION (IRVINE CA)
CO
05/23/1996 - 08/09/1996
ENDEAVOR GROUP (DENVER CO)
CA
11/03/1992 - 06/19/1995
WESTERN FINANCIAL CORPORATION (SAN DIEGO CA)
CA
01/31/1994 - 12/31/1994
WESTPLAN INVESTMENTS (IRVINE CA)
NA
09/28/1989 - 11/20/1992
XELAN SECURITIES CORPORATION
NA
03/04/1988 - 05/17/1989
FIRST IMPERIAL INVESTOR SERVICES, INC.
NA
12/03/1986 - 04/06/1988
GNA SECURITIES, INC.
IA
Issued 02/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/08/1988
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/01/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
BC
Issued 11/20/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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