Unclaimed
Stephen Michael Lobosco is a financial professional with over 20 years of experience in the industry. Stephen has a broad range of experience across different firms including J.P. Morgan Securities LLC and Pruco Securities Corporation. Stephen currently holds registrations with Pershing LLC and Pershing Advisor Solutions LLC. Stephen is registered as a broker in the state of New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
04/28/2022 - Present
Pershing LLC (JERSEY CITY NJ)
NY
01/08/2016 - 08/02/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/05/2005 - 08/01/2016
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
04/07/2014 - 04/18/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/05/2005 - 12/31/2008
J.P.MORGAN SECURITIES INC. (BROOKLYN NY)
NJ
08/07/2000 - 08/02/2005
PERSHING LLC (JERSEY CITY NJ)
NE
11/16/1999 - 07/10/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NJ
03/04/1999 - 04/30/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 02/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2003
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/19/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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