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Stephen Michael Lobosco

Pershing LLC

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About Stephen Michael Lobosco

Stephen Michael Lobosco is a financial professional with over 20 years of experience in the industry. Stephen has a broad range of experience across different firms including J.P. Morgan Securities LLC and Pruco Securities Corporation. Stephen currently holds registrations with Pershing LLC and Pershing Advisor Solutions LLC. Stephen is registered as a broker in the state of New Jersey.

Firm Information

Stephen Lobosco is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Lobosco’s Registration & Firm History

NJ

04/28/2022 - Present

Pershing LLC (JERSEY CITY NJ)

NY

01/08/2016 - 08/02/2016

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

10/05/2005 - 08/01/2016

J.P. MORGAN CLEARING CORP. (NEW YORK NY)

NY

04/07/2014 - 04/18/2014

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

10/05/2005 - 12/31/2008

J.P.MORGAN SECURITIES INC. (BROOKLYN NY)

NJ

08/07/2000 - 08/02/2005

PERSHING LLC (JERSEY CITY NJ)

NE

11/16/1999 - 07/10/2000

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

NJ

03/04/1999 - 04/30/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 02/22/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/21/2003

Series 24 - General Securities Principal Examination

BC

Issued 08/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/1999

Series 7 - General Securities Representative Examination

BC

Issued 02/19/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephen Michael Lobosco.
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