Unclaimed
Stephen Kolodziej is a financial advisor with Cetera Advisor Networks LLC, a firm located in Frankfort, Illinois. Stephen is registered with FINRA and has a series 7TO, SIE, and Series 6 license. He has worked in the financial services industry since 2016. Stephen has been registered with Cetera Advisor Networks LLC since 2019. Prior to that, Stephen was registered with SUMMIT BROKERAGE SERVICES, INC. and Northwestern Mutual Investment Services, LLC. Stephen is registered in 17 states, including Alabama, Arizona, California, Colorado, Florida, Illinois, Indiana, Iowa, Michigan, Missouri, Nevada, New York, Pennsylvania, South Carolina, Tennessee, Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/20/2019 - Present
Cetera Advisor Networks LLC (FRANKFORT IL)
IL
07/28/2017 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (FRANKFORT IL)
IL
09/30/2016 - 03/02/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOMBARD IL)
BC
Issued 10/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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