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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Kennedy is a financial advisor with over 24 years of experience in the financial industry. Stephen currently works at Janney Montgomery Scott LLC, where he has been employed since March 2011. Stephen holds FINRA Series 7, 52 and 63 licenses, as well as the SIE exam. He is registered in 29 states and the District of Columbia. Stephen has prior experience at Cantor Fitzgerald & Co., Sovereign Securities Corporation, LLC, Commerce Capital Markets, Inc., Municipal Partners Inc., and J. F. Hartfield & Co., Inc.. Stephen specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
03/01/2011 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
NY
11/02/2009 - 02/18/2011
CANTOR FITZGERALD & CO. (NEW YORK NY)
PA
03/15/2004 - 05/05/2009
SOVEREIGN SECURITIES CORPORATION, LLC (PHILADELPHIA PA)
PA
03/16/1999 - 03/03/2004
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
NY
03/12/1998 - 02/24/1999
MUNICIPAL PARTNERS INC. (NEW YORK NY)
NJ
08/27/1997 - 02/25/1998
J. F. HARTFIELD & CO., INC. (JERSEY CITY NJ)
BC
Issued 10/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/25/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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