Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Michael Holmes is a financial advisor registered in California. Stephen has been in the industry since 1994 and has worked with several firms including Edward Jones, Transamerica Financial Advisors, Inc., MML Investors Services, Inc. and Cambridge Investment Research, Inc.. Stephen is currently registered with Protection Point Advisors in Roseville, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Selection of other advisers fees
1
2
CA
10/10/2018 - Present
Protection Point Advisors (ROSEVILLE CA)
CA
10/15/2010 - 12/31/2017
CAMBRIDGE INVESTMENT RESEARCH, INC. (Roseville CA)
CA
10/11/2006 - 10/20/2010
EDWARD JONES (ROCKLIN CA)
CA
05/21/2002 - 10/17/2006
TRANSAMERICA FINANCIAL ADVISORS, INC. (ROSVILLE CA)
IN
03/01/2001 - 05/20/2002
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
MA
11/04/1998 - 04/17/2001
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MO
10/17/1996 - 10/19/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MA
04/04/1996 - 09/27/1996
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MN
01/26/1996 - 04/10/1996
MIMLIC SALES CORPORATION (ST. PAUL MN)
MA
10/04/1994 - 01/23/1996
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 02/01/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2015
Series 24 - General Securities Principal Examination
BC
Issued 12/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Stephen Holmes is the right advisor for you? Invested Better is here to help.
